Rita J. Evanko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rita Joann Evanko was a registered financial professional .
Rita is a previously registered financial professional and started their career in finance in 1983. Rita had worked at 21 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2012 - January 9, 2013
A & I WEALTH MANAGEMENT
February 11, 2011 - January 8, 2013
GENEOS WEALTH MANAGEMENT, INC.
February 11, 2011 - January 8, 2013
GENEOS WEALTH MANAGEMENT, INC.
March 19, 2010 - February 22, 2011
CAPWEST SECURITIES, INC.
March 19, 2010 - February 22, 2011
CAPWEST SECURITIES, INC.
January 21, 2005 - February 1, 2010
WELLS FARGO INVESTMENTS, LLC
January 21, 2005 - February 1, 2010
WELLS FARGO INVESTMENTS, LLC
May 28, 2002 - January 18, 2005
U.S. BANCORP INVESTMENTS, INC.
December 20, 2001 - January 18, 2005
U.S. BANCORP INVESTMENTS, INC.
September 30, 1999 - December 6, 2001
BANC ONE SECURITIES CORPORATION
March 16, 1999 - September 24, 1999
WADDELL & REED
December 22, 1997 - January 30, 1998
MORGAN STANLEY DW INC.
March 17, 1997 - October 23, 1997
WEDBUSH SECURITIES INC.
July 29, 1996 - November 11, 1996
D.E. FREY & COMPANY, INC.
April 23, 1996 - August 14, 1996
KOHN, HEBERT & ASSOCIATES, LTD.
April 25, 1994 - August 23, 1994
FAIRCHILD FINANCIAL GROUP, INC.
February 17, 1994 - April 27, 1994
FORTA FINANCIAL GROUP, INC.
November 8, 1989 - March 17, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
May 1, 1989 - November 24, 1989
WALL STREET WEST, INC.
July 5, 1988 - March 17, 1990
AMERICAN FRONTEER FINANCIAL CORPORATION
January 25, 1988 - July 11, 1988
POWER SECURITIES CORPORATION
November 1, 1985 - January 28, 1988
THE STUART-JAMES COMPANY, INCORPORATED
January 24, 1985 - November 5, 1985
DICKINSON & CO.
June 15, 1984 - February 6, 1985
J. W. GANT & ASSOCIATES, INC.
October 17, 1983 - June 25, 1984
RICHEY, FRANKEL & COMPANY
August 24, 1983 - October 4, 1983
PAULSON INVESTMENT COMPANY LLC
Primary Firm SEC Registration
A & I WEALTH MANAGEMENT
CRD#: 148357 / SEC#: 801-69819
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A & I WEALTH MANAGEMENT
CRD#: 148357 / SEC#: 801-69819
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 463,877,312 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
