Kevin Oneil

KO FINANCIAL

LEESBURG, VA

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CRD#: 1170126

Professional summary

Kevin Oneil, who also goes by Kevin Anthony Oneil, is a registered financial advisor currently at KO FINANCIAL located in Leesburg, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kevin has worked at 10 firms and has passed the Series 63, Series 65, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Anthony Oneil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Hilb Group (DBA: Summit Insurance), LEESBURG VA, LICENSED INSURANCE AGENT, STARTED 10/85, SELL AND SERVICE INSURANCE PLANS (LIFE, HEALTH, DISABILITY, DENTAL).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Oneil's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2020 - Present

KO FINANCIAL

RIA

CRD#: 309172

LEESBURG, VA

Past

June 5, 2020 - December 31, 2023

KO FINANCIAL

RIA

CRD#: 309172

LEESBURG, VA

Past

December 6, 2017 - May 4, 2020

CARY STREET PARTNERS

RIA

CRD#: 128545

Lessburg, VA

Past

December 9, 2013 - December 31, 2015

RAFALKO INVESTMENT ADVISORY, LLC

RIA

CRD#: 151028

LESSBURG, VA

Past

December 19, 2012 - December 15, 2017

RAFALKO ADVISORS, INC.

RIA

CRD#: 146540

LEESBURG, VA

Past

June 14, 2006 - October 13, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LANSDOWNE, VA

Past

May 8, 2006 - September 13, 2012

PIEDMONT INVESTMENT ADVISORS, LLC

RIA

CRD#: 125465

LANSDOWNE, VA

Past

January 24, 2001 - December 5, 2005

LOUDOUN INVESTMENT ADVISORS, LLC

RIA

CRD#: 115748

LEESBURG, VA

Past

July 27, 1998 - May 1, 2003

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

September 23, 1993 - December 31, 1997

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

August 16, 1991 - October 21, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 2, 1983 - September 24, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/30/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 6/13/2006

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 5/31/1985

Direct Participation Programs Representative Examination

Current Firm

KO FINANCIAL

FINANCIAL ADVISOR | KO FINANCIAL | KEVIN A ONEIL LTD

CRD#: 309172 / SEC#:

Virginia

Registered Investment Advisory firm - (6/5/2020 Approved)

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Contact information

Main Address

Leesburg, VA

Mailing Address

Phone number

(703) 727-1111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 16,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Oneil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Oneil's CRS (Customer Relationship Summary).

Certified licenses

Experience

KO FINANCIAL

CARY STREET PARTNERS

RAFALKO INVESTMENT ADVISORY, LLC

RAFALKO ADVISORS, INC.

PURSHE KAPLAN STERLING INVESTMENTS

PIEDMONT INVESTMENT ADVISORS, LLC

LOUDOUN INVESTMENT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2006

Series 65

Date: 11/30/1994

Series 6

Date: 6/13/2006

Series 22

Date: 5/31/1985

Current Firm

KO FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KO FINANCIAL

TRUST BUT VERIFY

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