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GC

George B. Chapman Iii

CHAPMAN & CHAPMAN ADVISORS
CHAGRIN FALLS, OH 44022
Some features on this profile are disabled
CRD#: 1170067
GC

Professional summary

George Byron Chapman Iii, CFP®, who also goes by George Byron Chapman III, is a registered financial advisor currently at CHAPMAN & CHAPMAN ADVISORS LLC located in Chagrin Falls, Ohio.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

George Byron Chapman Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Byron Chapman Iii's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

September 27, 2002 - Present

CHAPMAN & CHAPMAN ADVISORS LLC

Office #1: 33 River Street, Suite 3, Chagrin Falls, OH 44022
RIA
CRD#: 122655
CHAGRIN FALLS, OH
Past

October 3, 2002 - December 15, 2005

VALMARK SECURITIES, INC.

BD
CRD#: 31243
TWINSBURG, OH
Past

January 28, 1999 - October 30, 2002

NATHAN & LEWIS SECURITIES, INC.

RIA
CRD#: 8503
TWINSBURG, OH
Past

January 5, 1999 - October 30, 2002

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

November 11, 1994 - June 23, 1995

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 15, 1993 - January 29, 1999

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

August 12, 1993 - October 15, 1993

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

BD
CRD#: 19242
WINDSOR, CT
Past

August 9, 1988 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT
Past

May 15, 1985 - July 12, 1988

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
Past

July 28, 1983 - May 6, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CHAPMAN & CHAPMAN ADVISORS LLC
CHAPMAN & CHAPMAN ADVISORS LLC

CRD#: 122655 / SEC#: 801-121327

RIA
Registered Investment Advisory firm - (5/28/2021 Approved)
Ohio
Registered Investment Advisory firm - (10/4/2021 Terminated)
Texas
Registered Investment Advisory firm - (9/23/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(9/27/2002)
IAR
Texas
(3/23/2006)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/5/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/8/1985
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/19/1983
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/25/2003
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 51
Date: 6/25/2003
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 10/14/1999
Investment Company Products/Variable Contracts Principal Examination

Current Firm

C&
CHAPMAN & CHAPMAN ADVISORS LLC
CHAPMAN & CHAPMAN ADVISORS LLC

CRD#: 122655 / SEC#: 801-121327

RIA
Registered Investment Advisory firm - (5/28/2021 Approved)
Ohio
Registered Investment Advisory firm - (10/4/2021 Terminated)
Texas
Registered Investment Advisory firm - (9/23/2021 Terminated)
PREMIUM
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Contact information

Main Address
33 River Street Suite 3, Chagrin Falls, OH 44022
Mailing Address
Phone number
(440) 287-7603
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CHAPMAN ADV PART 2A (3/13/2026)

Regulatory assets under management

Total Number of Accounts473
AUM (Assets Under Management)$ 145,584,757

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAPMAN & CHAPMAN ADVISORS LLC

CRD#: 122655Chagrin Falls, OH 44022

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