George B. Chapman Iii

CHAPMAN & CHAPMAN ADVISORS LLC

CHAGRIN FALLS, OH 44022

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CRD#: 1170067

Professional summary

George Byron Chapman Iii, CFP®, who also goes by George Byron Chapman III, is a registered financial advisor currently at CHAPMAN & CHAPMAN ADVISORS LLC located in Chagrin Falls, Ohio.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. George has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Byron Chapman Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE VP & CFO OF CHAPMAN & CHAPMAN INC WHICH IS A GENERAL SECURITIES AGENCY (NO SECURITIES BUSINESS) OWNED BY MY BROTHER WALTER CHAPMAN. I AM ALSO A MEMBER OF CHAPMAN & CHAPMAN ADVISORS LLC WHICH IS AN RIA. I AM THE SECRETARY OF FREEWAY PARK CONDOMINIUM OWNERS ASSOCIATION, INC WHICH OWNS THE OFFICE COMPLEX AT OUR BUSINESS LOCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Byron Chapman Iii's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

September 27, 2002 - Present

CHAPMAN & CHAPMAN ADVISORS LLC

Office #1: 33 River Street, Suite 3, Chagrin Falls, OH 44022

RIA

CRD#: 122655

CHAGRIN FALLS, OH

Past

October 3, 2002 - December 15, 2005

VALMARK SECURITIES, INC.

CRD#: 31243

TWINSBURG, OH

Past

January 28, 1999 - October 30, 2002

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

TWINSBURG, OH

Past

January 5, 1999 - October 30, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

November 11, 1994 - June 23, 1995

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

October 15, 1993 - January 29, 1999

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

August 12, 1993 - October 15, 1993

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

CRD#: 19242

WINDSOR, CT

Past

August 9, 1988 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Past

May 15, 1985 - July 12, 1988

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Past

July 28, 1983 - May 6, 1985

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHAPMAN & CHAPMAN ADVISORS LLC

CRD#: 122655 / SEC#: 801-121327

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

Ohio

Registered Investment Advisory firm - (10/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/27/2002)

IAR

Texas
(3/23/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/27/2001

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/8/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 6/25/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/14/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CHAPMAN & CHAPMAN ADVISORS LLC

CRD#: 122655 / SEC#: 801-121327

RIA

Registered Investment Advisory firm - (5/28/2021 Approved)

Ohio

Registered Investment Advisory firm - (10/4/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/23/2021 Terminated)

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Contact information

Main Address

33 River Street Suite 3, Chagrin Falls, OH 44022

Mailing Address

Phone number

(440) 287-7603

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHAPMAN ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	449
AUM (Assets Under Management)	$ 130,890,017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George B. Chapman Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Byron Chapman Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

VOYA FINANCIAL PARTNERS, LLC

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

AETNA LIFE INSURANCE AND ANNUITY COMPANY

JOHN HANCOCK DISTRIBUTORS LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

CHAPMAN & CHAPMAN ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/1999

Series 63

Date: 1/26/1999

Series 7

Date: 6/27/2001

Series 22

Date: 8/8/1985

Series 6

Date: 4/19/1983

Series 24

Date: 9/25/2003

Series 51

Date: 6/25/2003

Series 26

Date: 10/14/1999

Current Firm

CHAPMAN & CHAPMAN ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHAPMAN & CHAPMAN ADVISORS LLC

TRUST BUT VERIFY

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