Stephen D. Gellas
Professional summary
Stephen Dean Gellas was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Stephen had worked at 6 firms, which includes PIERCE & STONE SECURITIES INC., TRIMARK SECURITIES INC., REVCON (USA) LIMITED, ROBERT AINBINDER & COMPANY, GLOBAL ARENA CAPITAL CORP, YVES HENTIC & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1990 - August 7, 1991
PIERCE & STONE SECURITIES, INC.
May 16, 1988 - June 24, 1988
TRIMARK SECURITIES, INC.
March 22, 1988 - July 25, 1989
REVCON (USA) LIMITED
January 29, 1987 - March 16, 1988
ROBERT AINBINDER & COMPANY
February 12, 1986 - October 14, 1986
GLOBAL ARENA CAPITAL CORP
September 21, 1983 - January 15, 1986
YVES HENTIC & COMPANY INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
PIERCE & STONE SECURITIES, INC.
CRD#: 25338 / SEC#: , 8-41673
Contact information
Documents
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