James N. Demeo
Professional summary
James Nicholas Demeo JR, who also goes by James Nicholas Demeo, is a registered financial advisor currently at SHULMAN DEMEO ASSET MANAGEMENT, LLC located in Lake Success, New York.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Nicholas Demeo JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2013 - Present
SHULMAN DEMEO ASSET MANAGEMENT, LLC
Office #1: 3000 Marcus Avenue Suite 3w1, Lake Success, NY 11042June 1, 2007 - March 23, 2009
PURSHE KAPLAN STERLING INVESTMENTS
April 11, 2002 - June 14, 2007
EQUITABLE ADVISORS, LLC
September 19, 1983 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 19, 1983 - June 14, 2007
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
SHULMAN DEMEO ASSET MANAGEMENT, LLC
CRD#: 142897 / SEC#: 801-67835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/6/2021)
(12/17/2013)
Exams
Current Firm
SHULMAN DEMEO ASSET MANAGEMENT, LLC
CRD#: 142897 / SEC#: 801-67835
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 885 |
| AUM (Assets Under Management) | $ 757,248,091 |
Red Flags
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