Jack R. Bowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Richard Bowman, who also goes by Jack R Bowman, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1983. Jack had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2014 - December 16, 2024
THE PRIVATE INVESTMENT GROUP, INC.
January 3, 2012 - July 14, 2021
TRIAD ADVISORS LLC
June 3, 2010 - December 31, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
March 3, 2008 - December 31, 2011
WESTERN INTERNATIONAL SECURITIES, INC.
August 19, 2004 - March 3, 2008
NRP FINANCIAL, INC.
August 18, 2004 - September 2, 2004
NRP FINANCIAL, INC.
August 17, 2004 - August 17, 2004
NRP FINANCIAL, INC.
November 5, 2003 - August 3, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
March 31, 2003 - August 3, 2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 1, 1996 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
December 17, 1993 - April 19, 1996
MORGAN STANLEY DW INC.
June 20, 1989 - December 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 1983 - July 20, 1984
NATIONWIDE SECURITIES, LLC
Primary Firm SEC Registration
THE PRIVATE INVESTMENT GROUP, INC.
CRD#: 128876 / SEC#: 801-62497
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE PRIVATE INVESTMENT GROUP, INC.
CRD#: 128876 / SEC#: 801-62497
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 454 |
| AUM (Assets Under Management) | $ 157,109,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
