Bernard F. Dervan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Frank Dervan, who also goes by Bernard Frank Leven, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1985. Bernard had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 1991 - December 31, 1992
FIRST POTOMAC INVESTMENT SERVICES, INC.
October 3, 1988 - July 18, 1991
DOMINICK & DICKERMAN LLC
October 24, 1985 - October 14, 1986
RIVIERE SECURITIES CORPORATION
September 4, 1985 - October 4, 1988
DOMIK CORP.
June 18, 1985 - September 13, 1985
NORTH AMERICAN INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST POTOMAC INVESTMENT SERVICES, INC.
CRD#: 24066 / SEC#: , 8-40894
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
