William Selin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Selin, who also goes by William Gary Selin, Bill Selin, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2019 - June 23, 2026
J.P. MORGAN SECURITIES LLC
May 24, 2018 - June 23, 2026
J.P. MORGAN SECURITIES LLC
July 12, 2017 - March 29, 2018
INTL FCSTONE CREDIT TRADING LLC
January 4, 2016 - May 17, 2016
LIQUIDITY FINANCE LP
July 21, 2010 - December 11, 2015
HAPOALIM SECURITIES USA, INC.
November 2, 2007 - November 10, 2009
UNICREDIT CAPITAL MARKETS LLC
July 29, 2005 - October 3, 2007
ATON SECURITIES, INC.
November 1, 2004 - June 20, 2005
JEFFERIES LLC
December 17, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
March 6, 2002 - December 19, 2003
BNY MELLON SECURITIES LLC
October 19, 1999 - October 24, 2001
AUBREY G. LANSTON & CO., INC.
March 10, 1998 - April 29, 1999
J.P. MORGAN SECURITIES INC.
January 1, 1996 - January 9, 1998
SCOTIA CAPITAL (USA) INC.
May 16, 1994 - May 9, 1995
J.P. MORGAN SECURITIES LLC
January 18, 1990 - April 22, 1994
CITIGROUP GLOBAL MARKETS INC.
June 3, 1988 - January 8, 1990
YAMAICHI INTERNATIONAL (AMERICA) INC.
February 21, 1986 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
April 25, 1984 - December 13, 1985
SCOTIA CAPITAL (USA) INC.
August 24, 1983 - March 30, 1984
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLAVITA, MOLLIE | ELECTED MANAGER | 1875615 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 393 |
| Civil Event | 9 |
| Arbitration | 144 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
