David S. Charlaff

CORE CAPITAL MANAGEMENT

The Woodlands, TX 77381

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CRD#: 1164793

Professional summary

David Stephen Charlaff is a registered financial advisor currently at CORE CAPITAL MANAGEMENT, LLC located in The Woodlands, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) David Charlaff is Managing Member of CorePortfolio, LLC, the publisher of an Internet-based, investment-related newsletter with its office located at the same address as that of the Registrant. David Charlaff may devote approximately 50% of his time towards his role as Managing Member of CorePortfolio, LLC, which is not an investment adviser under Section 202(a)(II)(D) of the Investment Adviser's Act of 1940. Mr. Charlaff may recommend that certain of the Registrant's current and/or prospective client become subscribers to the CorePortfolio newsletter. Mr. Charlaff shall be entitled to distributions from CorePortfolio, LLC as its sole member. Subscribers to the newsletter may become clients of the Registrant. Mr. Charlaff shall be entitled to distributions from Registrant as its sole member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Charlaff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2021 - Present

CORE CAPITAL MANAGEMENT, LLC

Office #1: 2 South Lakemist Harbour Place, The Woodlands, TX 77381

RIA

CRD#: 120678

The Woodlands, TX

Past

August 16, 2002 - June 30, 2015

CORE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 120678

GLEN COVE, NY

Past

October 1, 1999 - July 23, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 25, 1997 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

November 2, 1988 - February 27, 1997

GMS GROUP

CRD#: 8000

Past

September 4, 1985 - December 31, 1988

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Past

August 15, 1985 - February 27, 1997

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

July 25, 1983 - July 30, 1985

DONALD SHELDON & CO., INC.

CRD#: 6966

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/29/2021)

IAR

Texas
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 7/22/1983

Municipal Securities Representative Examination

Current Firm

CORE CAPITAL MANAGEMENT, LLC

CRD#: 120678 / SEC#:

Florida

Registered Investment Advisory firm - (6/30/2015 Terminated)

Louisiana

Registered Investment Advisory firm - (12/3/2013 Terminated)

New Jersey

Registered Investment Advisory firm - (7/30/2015 Terminated)

New York

Registered Investment Advisory firm - (6/20/2001 Approved)

Texas

Registered Investment Advisory firm - (8/4/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 South Lakemist Harbour Place, The Woodlands, TX 77381

Mailing Address

Po Box 131407, Spring, TX 77393

Phone number

(516) 674-6063

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 32,941,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David S. Charlaff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Charlaff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORE CAPITAL MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

GMS GROUP

MOORE & SCHLEY, CAMERON & CO.

GMS GROUP

DONALD SHELDON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2021

Series 63

Date: 10/15/1984

Series 7

Date: 10/20/1984

Series 52

Date: 7/22/1983

Current Firm

CORE CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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