Ewing N. Carruthers
Professional summary
Ewing N A Carruthers III, who also goes by Chip Carruthers, Ewing Chip Carruthers, Ewing Carruthers III, Ewing N A Carruthers, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Memphis, Tennessee.
Ewing is registered as a RR (Registered Representative) and started their career in finance in 1983. Ewing has worked at 7 firms and has passed the Series 63, Series 79TO, Series 72, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ewing N A Carruthers III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 6410 Poplar Avenue Suite 700, Memphis, TN 38119April 22, 2022 - March 19, 2025
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 20, 1996 - December 17, 2019
ICBA SECURITIES
February 13, 1996 - April 22, 2022
VINING-SPARKS IBG, LLC
February 12, 1992 - December 4, 1995
NBC CAPITAL MARKETS GROUP, INC.
January 2, 1988 - January 30, 1992
MML INVESTORS SERVICES, LLC
November 7, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/19/2025)
(5/15/2025)
(5/22/2025)
(5/19/2025)
(5/15/2025)
(5/22/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Memphis, TN 38119TRUST BUT VERIFY
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