Patrick L. Bellantoni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Louis Bellantoni, who also goes by Patrick L Bellantoni, Pat Bellantoni, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1983. Patrick had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 22, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2015 - June 3, 2016
ALLSTATE FINANCIAL SERVICES, LLC
September 8, 2009 - August 13, 2013
LPL FINANCIAL LLC
September 8, 2009 - August 13, 2013
LPL FINANCIAL LLC
July 23, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 18, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
November 2, 2005 - July 22, 2008
ALLSTATE FINANCIAL SERVICES, LLC
October 30, 2003 - November 2, 2005
LPL FINANCIAL LLC
October 20, 2003 - November 2, 2005
LPL FINANCIAL LLC
April 23, 2003 - June 18, 2004
BELLANTONI FINANCIAL ADVISORY, INC.
September 5, 1991 - February 5, 1993
KEOGLER, MORGAN & COMPANY, INC.
April 12, 1990 - September 10, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 12, 1990 - September 10, 1991
SIGNATOR INVESTORS, INC.
October 16, 1986 - December 31, 1989
EQUITY SERVICES, INC.
September 5, 1984 - October 21, 1986
SIGNATOR INVESTORS, INC.
August 8, 1983 - July 31, 1984
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
