JN
Jacob B. Nash
PLANMEMBER SECURITIES
Pleasant Grove, UT
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CRD#: 1164326
JN
Professional summary
Jacob Brian Nash, who also goes by Brian Nash, J Brian Nash, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Pleasant Grove, Utah.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jacob has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Nash | J Brian Nash
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NASH RETIREMENT PLANNING; 2088 North Crestwood Blvd, Pleasant Grove, Utah 84062; START DATE 1985; INSURANCE AGENT SELLING FIXED ANNUITIES AND LIFE INSURANCE; $100,000 APPROXIMATE ANNUAL COMPENSATION; 60 VARIES HOURS/MONTH; 60 VARIES HOURS/MONTH DURING TRADING; IR. 2) NASH COLLEGE PLANNING STRATEGIES; CONSULTANT; 2088 North Crestwood Blvd, Pleasant Grove, Utah 84062 ;START 04/2012;COLLEGE PREPARATION SERVICE; 120 HOURS/MONTH; 120 HOURS/MONTH DURING TRADING; NIR;
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Brian Nash's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacob Brian Nash's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2001 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Pleasant Grove, UT
Current
August 19, 1998 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Pleasant Grove, UT
Past
October 27, 1995 - October 25, 1996
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
July 11, 1985 - October 30, 1993
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
May 16, 1985 - June 24, 1985
PAMCO SECURITIES AND INSURANCE SERVICES
BD
CRD#: 11028
Past
May 29, 1984 - January 21, 1985
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
December 21, 1983 - June 19, 1984
FINANCIAL PLANNERS EQUITY CORPORATION
BD
CRD#: 7420
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/23/2022)
RR
California(8/19/1998)
IAR
California(7/31/2001)
RR
Colorado(8/23/2022)
RR
Nevada(8/31/2022)
RR
Utah(8/15/2019)
RR
Washington(12/17/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
