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Norman Martin Lescht

CRD# 1164306·Registered 1984 - 1996
Barred: Norman Martin Lescht was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Norman Martin Lescht, who also goes by Norman Marvin Lescht, Norman Lescht, was a registered financial advisor. Norman was a previously registered financial professional and started their career in finance 1984 - 1996. Norman had worked at 21 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Norman Marvin Lescht, Norman Lescht

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
September 19, 1996 - October 17, 1996
MONITOR INVESTMENT GROUP, INC.·CRD# 31007
BD
September 20, 1995 - July 25, 1996
TRAUTMAN WASSERMAN & COMPANY, INC.·CRD# 33007
BD
New York, NY
April 27, 1995 - August 15, 1995
VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
November 2, 1994 - February 14, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
July 25, 1994 - October 31, 1994
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.·CRD# 13741
BD
El Paso, TX
October 23, 1992 - November 1, 1993
PRINCETON FINANCIAL GROUP, INC.·CRD# 14597
BD
May 21, 1990 - August 9, 1991
MLB INVESTMENTS, LTD.·CRD# 18280
BD
February 1, 1990 - May 11, 1990
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
January 11, 1989 - January 25, 1990
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
November 15, 1988 - January 6, 1989
SOUTH RICHMOND SECURITIES, INC.·CRD# 14913
BD
June 21, 1988 - October 19, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
New York, NY
February 1, 1988 - June 6, 1988
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
October 19, 1987 - February 24, 1988
MARSHALL DAVIS, INC.·CRD# 16278
BD
August 28, 1987 - October 22, 1987
OUTWATER & WELLS, INC.·CRD# 2959
BD
Livingston, NJ
July 23, 1987 - September 3, 1987
MARKETFIELD SECURITIES LIMITED·CRD# 7682
BD
July 20, 1987 - August 11, 1987
VICEROY INTERNATIONAL SECURITIES CORP.·CRD# 13780
BD
September 6, 1985 - July 6, 1987
BROADCHILD SECURITIES CORP.·CRD# 7702
BD
November 21, 1984 - November 1, 1985
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
November 13, 1984 - November 26, 1984
BARRON, MARSHALL & KAMEN CO., INC.·CRD# 2390
BD
October 22, 1984 - November 26, 1984
KANAN SECURITIES, INC.·CRD# 13698
BD
March 27, 1984 - November 7, 1984

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Current Firm

MP
MEYERS POLLOCK ROBBINS, INC.

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436 / SEC#: 8-11797
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

New York since 11/27/1963

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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