Robert W. Aufiero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Aufiero was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2020 - December 31, 2022
PEOPLE'S UNITED ADVISORS, INC.
July 10, 1990 - March 10, 1994
ABN AMRO SECURITIES LLC
July 28, 1987 - June 14, 1988
SHARPE CAPITAL, INC.
June 2, 1986 - August 17, 1987
CITICORP FINANCIAL SERVICES,INC.
October 11, 1984 - April 29, 1985
DONALD SHELDON & CO., INC.
August 23, 1984 - September 26, 1984
THE STUART-JAMES COMPANY, INCORPORATED
April 18, 1984 - September 28, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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