Peter Delia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Delia, who also goes by Peter Delia Jr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1986. Peter had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - March 10, 2014
SCOUT TRADING, LLC
July 20, 2004 - January 10, 2013
BMO CAPITAL MARKETS CORP.
December 23, 1986 - July 22, 2004
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SCOUT TRADING, LLC
CRD#: 151990 / SEC#: , 8-68420
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
