Michael F. Mckenna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Mckenna was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2012 - September 10, 2012
IRC SECURITIES LLC
October 26, 2009 - April 21, 2010
WESTON INTERNATIONAL CAPITAL MARKETS LLC
March 8, 2004 - November 28, 2007
BANC OF AMERICA SECURITIES LLC
January 8, 2001 - March 29, 2004
UBS FINANCIAL SERVICES INC.
December 1, 2000 - March 2, 2004
UBS SECURITIES LLC
March 19, 1986 - December 1, 2000
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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