Michael A. Grimmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Arthur Grimmer, who also goes by Michael Grimmer, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1991. Michael had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2009 - January 2, 2013
FIRST CLEARING, LLC
June 7, 2005 - December 15, 2008
FERRIS, BAKER WATTS, LLC
April 18, 2003 - June 4, 2005
WACHTEL & CO., INC.
December 22, 1998 - April 12, 2002
THE ADVISORS GROUP, INC.
November 4, 1997 - December 23, 1997
DREYFUS BROKERAGE SERVICES, INC.
February 23, 1994 - December 4, 1995
MF GLOBAL INC.
April 16, 1991 - June 4, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
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