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Ronald Steven Turett

CRD# 1164063·Registered 1983 - 2012
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Steven Turett, who also goes by Ronald Turett, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1983 - 2012. Ronald had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald Turett

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TELEMUS INVESTMENT BROKERS, LLC·CRD# 133957
BD
Southfield, MI
July 7, 2005 - July 11, 2012
LASALLE ST SECURITIES, L.L.C.·CRD# 7191
BD
Elmhurst, IL
February 11, 2005 - July 27, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 15, 1999 - February 23, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 23, 1983 - September 10, 1999

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Current Firm

TI
TELEMUS INVESTMENT BROKERS, LLC

GREENWALD SECURITIES, LLC | TELEMUS INVESTMENT BROKERS, LLC

CRD#: 133957 / SEC#: 8-66797
BD
Terminated by SEC on 02/05/2013

Contact Information

Established

Delaware since 12/04/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TELEMUS CAPITAL PARTNERS, LLCMEMBER—
RAN, GARY LOUISPRESIDENT, CEO, MUNICIPAL SEC PRINCIPAL, CFO1008774
OPPENHEIM, ERIC CARLCHIEF COMPLIANCE OFFICER2444926
REARDON, CHARLENE GRACEREGISTERED OPTIONS PRINCIPAL1949041

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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