Mark E. Rhodes

HSCORE ADVISORS LLC

DALLAS, TX 75205

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CRD#: 1163983

Professional summary

Mark Edward Rhodes, who also goes by Mark Rhodes, is a registered financial advisor currently at HSCORE ADVISORS LLC located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark Edward Rhodes provides leadership and executive training and coaching through Rhodes Consulting, for which he is compensated on an hourly basis. He spends approximately ten hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

HSCORE ADVISORS LLC

Office #1: 2712 Westminster Ave., Dallas, TX 75205

RIA

CRD#: 330589

DALLAS, TX

Past

December 22, 2022 - August 13, 2024

NXG INVESTMENT MANAGEMENT

RIA

CRD#: 131517

Dallas, TX

Past

November 7, 2022 - October 23, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

DALLAS, TX

Past

May 18, 2015 - May 12, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOT SPRINGS, AR

Past

May 15, 2015 - May 12, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOT SPRINGS, AR

Past

October 4, 2004 - May 11, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

DALLAS, TX

Past

September 21, 2004 - May 11, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

DALLAS, TX

Past

January 14, 1998 - September 22, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

July 5, 1989 - September 22, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 5, 1988 - July 11, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

August 30, 1983 - February 18, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/18/2016

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 5/12/1983

National Commodity Futures Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/22/1987

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

HSCORE ADVISORS LLC

HSCORE ADVISORS | HSCORE ADVISORS LLC

CRD#: 330589 / SEC#:

Texas

Registered Investment Advisory firm - (7/16/2024 Approved)

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Contact information

Main Address

2712 Westminster Ave., Dallas, TX 75205

Mailing Address

Phone number

(214) 695-4045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark E. Rhodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

NXG INVESTMENT MANAGEMENT

FORESIDE FUND SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/1996

Series 63

Date: 9/8/1983

SIE

Date: 10/1/2018

Series 31

Date: 4/18/2016

Series 7

Date: 8/20/1983

Series 3

Date: 5/12/1983

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 7/22/1987

Current Firm

HSCORE ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

HSCORE ADVISORS LLC

TRUST BUT VERIFY

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