Morris L. Schulman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morris Larry Schulman, who also goes by Morrie Schulman, was a registered financial professional .
Morris is a previously registered financial professional and started their career in finance in 1983. Morris had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2003 - December 31, 2019
CRESCENT SECURITIES GROUP, INC.
January 2, 1992 - September 9, 2003
CHOICE INVESTMENTS, INC.
May 20, 1988 - December 31, 1991
BLUEBONNET SECURITIES, INC.
December 6, 1984 - May 5, 1988
LPL FINANCIAL LLC
November 10, 1983 - December 14, 1984
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
