Robert R. Forker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Randall Forker was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63, Series 15, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2006 - February 24, 2009
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
May 10, 2001 - December 20, 2005
NF CLEARING, INC.
October 1, 1998 - December 31, 2000
TRADESTAR INVESTMENTS,INC.
March 28, 1994 - October 24, 1997
SAVOY DISCOUNT BROKERAGE
January 9, 1990 - January 11, 1994
KENNEDY, CABOT & CO.
March 16, 1984 - January 11, 1994
KENNEDY, CABOT & CO.
July 21, 1983 - February 10, 1984
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/11/1984
Foreign Currency Options ExaminationCurrent Firm
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
CRD#: 17053 / SEC#: , 8-33185
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO PUERTO RICAN HOLDINGS, LLC | MEMBER | |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT & CHIEF OPERATING OFFICER | 4498023 |
| VALLADARES-TORRES, MOISES | EXECUTIVE REPRESENTATIVE & CHIEF COMPLIANCE OFFICER | 5011784 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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