Kristie L. Jesmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristie Lynn Jesmore was a registered financial professional .
Kristie is a previously registered financial professional and started their career in finance in 1985. Kristie had worked at 3 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 1986 - January 7, 1988
FIRST DEVONSHIRE SECURITIES, INC.
January 7, 1986 - February 28, 1986
NATIONAL SECURITIES CORPORATION
March 20, 1985 - July 18, 1985
NIELSON AND CLARK INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST DEVONSHIRE SECURITIES, INC.
CRD#: 16977 / SEC#: , 8-34843
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
