Brenda G. Izzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Gail Izzo was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1984. Brenda had worked at 13 firms and has passed the Series 65, Series 63, Series 87, Series 55, Series 3, Series 7, Series 4, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2010 - March 4, 2013
TRIPOINT GLOBAL EQUITIES/BANQ(R)
January 12, 2009 - November 17, 2009
MG SECURITIES LLC
February 27, 2007 - June 18, 2008
MCGINN, SMITH & CO., INC.
August 3, 2006 - February 2, 2007
NEW YORK GLOBAL SECURITIES, INC.
March 27, 2002 - August 3, 2006
JESUP & LAMONT SECURITIES CORP
February 20, 1997 - April 25, 2002
KC MAY SECURITIES CORP.
September 18, 1995 - February 25, 1997
NEWPORT COAST SECURITIES, INC.
December 11, 1991 - August 25, 1995
ATLANTIC GENERAL FINANCIAL CORP.
February 13, 1990 - May 11, 1992
M.J. LOESER & CO., INC.
January 1, 1990 - February 1, 1990
GLEN RAUCH SECURITIES, INC.
January 22, 1987 - June 12, 1989
MORGAN STANLEY DW INC.
January 28, 1986 - January 1, 1987
CITIGROUP GLOBAL MARKETS INC.
November 21, 1984 - June 4, 1985
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
TRIPOINT GLOBAL EQUITIES/BANQ(R)
CRD#: 143174 / SEC#: , 8-67540
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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