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Brenda Gail Izzo

CRD# 1163885·Registered 1984 - 2013
Previously Registered: Being a previously registered professional could mean that Brenda is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brenda Gail Izzo was a registered financial advisor. Brenda was a previously registered financial professional and started their career in finance 1984 - 2013. Brenda had worked at 13 firms and has passed the Series 65, Series 63, Series 87, Series 55, Series 3, Series 7, Series 4, Series 27, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

TRIPOINT GLOBAL EQUITIES/BANQ(R)·CRD# 143174
BD
New York, NY
February 5, 2010 - March 4, 2013
MG SECURITIES LLC·CRD# 148014
BD
New York, NY
January 12, 2009 - November 17, 2009
MCGINN, SMITH & CO., INC.·CRD# 8453
BD
New York, NY
February 27, 2007 - June 18, 2008
NEW YORK GLOBAL SECURITIES, INC.·CRD# 46429
BD
New York, NY
August 3, 2006 - February 2, 2007
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
March 27, 2002 - August 3, 2006
KC MAY SECURITIES CORP.·CRD# 17833
BD
New York, NY
February 20, 1997 - April 25, 2002
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
New York, NY
September 18, 1995 - February 25, 1997
ATLANTIC GENERAL FINANCIAL CORP.·CRD# 27272
BD
December 11, 1991 - August 25, 1995
M.J. LOESER & CO., INC.·CRD# 24336
BD
February 13, 1990 - May 11, 1992
GLEN RAUCH SECURITIES, INC.·CRD# 17843
BD
New York, NY
January 1, 1990 - February 1, 1990
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
January 22, 1987 - June 12, 1989
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
January 28, 1986 - January 1, 1987
ADVEST, INC.·CRD# 10
BD
November 21, 1984 - June 4, 1985

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Current Firm

TG
TRIPOINT GLOBAL EQUITIES/BANQ(R)

TRIPOINT GLOBAL EQUITIES, LLC | TRIPOINT GLOBAL EQUITIES/BANQ(R)

CRD#: 143174 / SEC#: 8-67540
BD
Terminated by SEC on 05/12/2020

Contact Information

Established

Maryland since 11/30/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
TPF HOLDINGS, LLCOWNER/MEMBER—
BOSWELL, MICHAEL ROBERTPRESIDENT, CCO5292563
ELENOWITZ, MARK HARRISCEO2057802
GOLDBACH, KRISTINE MARIEFINOP, PFO, POO2352622

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1984About the Series 63 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Dec 2008About the Series 87 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 3 — National Commodity Futures Examination

Passed May 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1984About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2008About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1992About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Feb 1992About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1990About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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