Ron Y. Levi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ron Yoram Levi, who also goes by Ron Levi, was a registered financial advisor .
Ron is a previously registered financial advisor and started their career in finance in 1983. Ron had worked at 7 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - November 18, 2009
FORESIGHT INVESTMENTS, LLC
November 16, 2007 - February 6, 2008
BROKERSXPRESS LLC
November 14, 2007 - February 6, 2008
BROKERSXPRESS LLC
August 28, 2007 - October 19, 2007
AMERIPRISE ADVISOR SERVICES, INC.
August 27, 2007 - October 19, 2007
AMERIPRISE ADVISOR SERVICES, INC.
October 4, 2000 - August 20, 2007
CITIGROUP GLOBAL MARKETS INC.
September 22, 2000 - August 20, 2007
CITIGROUP GLOBAL MARKETS INC.
April 14, 1992 - September 26, 2000
PRUDENTIAL EQUITY GROUP, LLC
February 2, 1987 - April 2, 1992
UBS FINANCIAL SERVICES INC.
August 24, 1983 - February 17, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIGHT INVESTMENTS, LLC
CRD#: 132644 / SEC#: , 8-66619
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELLES, LARRY BERT | MEMBER, PRINCIPAL | 2321844 |
| GURVEY, MARTIN HERBERT | MEMBER, BRANCH OFFICE SUPERVISOR | 1131102 |
| KALMAN, ROBERT | MEMBER, PRINCIPAL | 1841415 |
| KEEFE, DAVID BRIAN | MANAGER, CHIEF COMPLIANCE OFFICER, EXECUTIVE REP, FINOP, SROP/CROP, MUNICIPAL SECURITIES PRINCIPAL | 1793316 |
| KUSHNIR, SARA DEBRA | OWNER | 2270382 |
| PERRY, CHRISTOPHER JOHN | MEMBER, PRINCIPAL | 1841603 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
