RB
Robert V. Brown
SECOND LINE CAPITAL
Gretna, LA
Some features on this profile are disabled
CRD#: 1163675
RB
Professional summary
Robert Valliant Brown, who also goes by Robert Brown, is a registered financial advisor currently at SECOND LINE CAPITAL, LLC located in Gretna, Louisiana and LPL FINANCIAL LLC located in Gretna, Louisiana.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/05/2015 - Faubourg Private Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/1/2015 - Time Spent 100% 2. 06/05/2015 - Level Four Insurance Serviecs LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 6/1/2015 - Time Spent 5% 3. 11/11/2015 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/05/2015 - 40 Hours Per Month/ 40 Hours During Securities Trading 4. 03/05/2016 - RVB Investments - INV REL - 36 colony rd Gretna ,la 70056 - Business Entity For Tax/Investment Purposes Only - START 07/01/2015 - 1 HOURS PER MONTH - for tax purposes only 5. 11/27/2017 - RVB Investment Properties LLC - Investment Related - Gretna, LA - Real Estate Rental - I will be owning a duplex rental property - Start Date 11/13/2017 - 10 Hours Per Month / 0 Hours During Trading - Duplex rental property. 6. 3/9/2018 - Backnine Insurance Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:3/6/2018 - 2 Hours Per Month/2 Hours During Trading. 7. 9/26/2019 - No Business Name - Investment Related - Gretna, Louisiana 70053 - Real Estate Rental - Start Date: 09/19/2019 - 10 Hours Per Month/0 Hours During Securities Trading - Purchased a single family residence as a rental property 8. 07/06/2023 - Faubourg Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading 9. 07/06/2023 - Second Line Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 05/11/2023 - 40 Hours Per Month/ 33 Hours During Securities Trading - I provide investment advisory services through Second Line Capital, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Valliant Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
SECOND LINE CAPITAL, LLC
RIA
CRD#: 324386
Gretna, LA
Current
June 5, 2015 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
GRETNA, LA
Past
August 2, 2018 - May 18, 2023
ADVISOR RESOURCE COUNCIL
RIA
CRD#: 164109
Gretna, LA
Past
June 17, 2015 - August 2, 2018
LEVEL FOUR ADVISORY SERVICES
RIA
CRD#: 134086
GRETNA, LA
Past
October 1, 2012 - June 17, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
NEW ORLEANS, LA
Past
October 1, 2012 - June 17, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW ORLEANS, LA
Past
November 26, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW ORLEANS, LA
Past
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW ORLEANS, LA
Past
August 3, 1998 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
June 4, 1992 - October 2, 1998
MARQUIS INVESTMENTS, L.L.C.
BD
CRD#: 17121
Past
July 3, 1986 - September 19, 1990
MARQUIS INVESTMENTS, L.L.C.
BD
CRD#: 17121
Past
August 24, 1983 - October 4, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
Registered Investment Advisory firm - (9/19/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/8/2015)
RR
Iowa(7/14/2021)
RR
Louisiana(6/5/2015)
IAR
Louisiana(5/18/2023)
RR
Mississippi(6/5/2015)
RR
Texas(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SECOND LINE CAPITAL, LLC
ATCHLEY WEALTH MANAGEMENT | SECOND LINE CAPITAL, LLC | MUSSO RETIREMENT ADVISORS | FAUBOURG PRIVATE WEALTH | ELBRIDGE ADVISORS, LLC | COMBEST FINANCIAL SERVICES
CRD#: 324386 / SEC#: 801-127790
RIA
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Contact information
Main Address
2800 Veterans Memorial Blvd. Suite 220, Metairie, LA 70002
Mailing Address
Phone number
(504) 321-0923
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,502 |
| AUM (Assets Under Management) | $ 723,038,061 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
