Charles S. Comer
Professional summary
Charles S Comer, who also goes by Charles S Comer Sr, is a registered financial advisor currently at FAMILY OFFICE ADVISORS LLC located in New York, New York and ANALYST HUB SECURITIES, LLC located in Austin, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 27 firms and has passed the Series 65, Series 63, Series 79TO, Series 16, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles S Comer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2025 - Present
FAMILY OFFICE ADVISORS LLC
Office #1: 35 West 31st Street Store 1 #4054, New York, NY 10001January 2, 2020 - Present
ANALYST HUB SECURITIES, LLC
Office #1: 2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746June 29, 2020 - Present
A.G.P. / ALLIANCE GLOBAL PARTNERS
Office #1: 590 Madison Avenue 28th Floor, New York, NY 10022January 16, 2025 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282April 19, 2022 - December 31, 2024
FAMILY OFFICE ADVISORS LLC
September 17, 2021 - May 2, 2022
DAWSON JAMES SECURITIES, INC.
July 18, 2016 - October 31, 2016
BOC INTERNATIONAL (USA) INC.
February 2, 2016 - December 14, 2021
BTIG, LLC
December 12, 2012 - July 1, 2014
RAFFERTY CAPITAL MARKETS, LLC
May 4, 2011 - June 27, 2014
KOTA GLOBAL SECURITIES INC.
March 1, 2011 - July 23, 2014
WELLINGTON SHIELDS & CO., LLC
July 22, 2010 - February 3, 2016
MLV & CO. LLC
April 15, 2010 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
March 30, 2010 - July 1, 2014
BTIG, LLC
March 29, 2010 - March 30, 2010
BTIG, LLC
January 4, 2010 - September 13, 2010
COHEN & COMPANY SECURITIES, LLC
February 26, 2009 - December 10, 2012
HFP CAPITAL MARKETS LLC
March 3, 2008 - September 8, 2011
HAPOALIM SECURITIES USA, INC.
February 29, 2008 - March 3, 2008
HAPOALIM SECURITIES USA, INC.
November 7, 2007 - April 4, 2008
CHARDAN CAPITAL MARKETS LLC
October 23, 2007 - November 2, 2012
THINKEQUITY LLC
August 29, 2007 - November 6, 2008
MCBARRON CAPITAL LLC
November 15, 2006 - March 2, 2011
MIDWOOD SECURITIES, INC.
April 6, 2006 - May 13, 2010
PALI CAPITAL, INC.
January 26, 2006 - January 19, 2007
ATLANTIC EQUITIES, LLC
December 2, 2005 - December 19, 2007
KNIGHT CAPITAL AMERICAS, L.P.
May 24, 2004 - February 2, 2006
SUNGARD INSTITUTIONAL BROKERAGE INC.
June 12, 2003 - January 18, 2006
FULCRUM GLOBAL PARTNERS LLC
September 5, 2002 - June 23, 2004
MANORHAVEN CAPITAL LLC
August 2, 2002 - September 27, 2004
INVESTMENT SOLUTION, INC.
July 26, 2000 - May 23, 2005
CREDIT AGRICOLE SECURITIES (USA) INC.
October 5, 1988 - November 8, 1999
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2020)
(2/12/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FAMILY OFFICE ADVISORS LLC
CRD#: 125939 / SEC#:
Contact information
Red Flags
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