Candace M. Drolson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Candace Montgomery Drolson, who also goes by Candace Karen Drolson, Candy Karen Drolson, Candy Montgomery Drolson, Candy Karen Montgomery, was a registered financial professional .
Candace is a previously registered financial professional and started their career in finance in 1983. Candace had worked at 6 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2005 - December 11, 2007
QA3 FINANCIAL CORP.
June 8, 2004 - July 17, 2014
WEALTH ADVISORS, INC.
September 12, 2003 - September 1, 2004
NATIONAL PLANNING CORPORATION
September 8, 2003 - September 1, 2004
NATIONAL PLANNING CORPORATION
December 15, 1997 - September 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 11, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
August 11, 1983 - September 19, 2003
IDS LIFE INSURANCE COMPANY
August 11, 1983 - September 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
