Dennis G. Guy

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CRD#: 1163439

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dennis Geoffrey Guy, who also goes by Dennis G Guy, was a registered financial professional .

Dennis is a previously registered financial professional and started their career in finance in 1983. Dennis had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Dennis G Guy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 2, 1983 - August 3, 1999

R.F.G. COMPANY

CRD#: 13874

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

R.F.G. COMPANY

R.F.G. COMPANY | R.F.G. OPTIONS CO.

CRD#: 13874 / SEC#: , 8-24148

Cancelled by FINRA on 01/14/1991

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 09/06/1979

Firm type

Partnership

Fiscal year end

# of Employees

Documents

Red Flags

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