Frederick A. Goldenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Alan Goldenberg, who also goes by Rick Goldenberg, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1983. Frederick had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2018 - September 20, 2018
SPEEDROUTE LLC
October 7, 2005 - October 2, 2017
BLOCK ORDERS EXECUTION, LLC
January 13, 2004 - May 18, 2005
STG SECURE TRADING GROUP, INC.
December 3, 2001 - April 30, 2002
LYNCH, JONES & RYAN LLC
August 1, 2000 - April 30, 2002
INSTINET, LLC
April 7, 1987 - August 1, 2000
REUTERS C CORPORATION
August 10, 1983 - November 8, 1985
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 1/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
SPEEDROUTE LLC
CRD#: 104138 / SEC#: , 8-52608
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
Red Flags
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