Peter F. Steichen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Francis Steichen was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2002 - March 24, 2022
FELTL & COMPANY
October 2, 1986 - June 27, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
March 27, 1986 - October 3, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 27, 1986 - October 8, 1986
EQUITABLE ADVISORS, LLC
September 23, 1985 - November 19, 1985
ENGLER-BUDD & COMPANY INC.
November 25, 1983 - September 26, 1985
MILLER JOHNSON STEICHEN KINNARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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