Patricia E Howe
CFP®Professional Summary
Patricia E Howe, CFP®, who also goes by Patricia Ann Emerson, Patricia Ann Howe, Patricia Emerson Howe Ms., Patricia Emerson Howe, Trish Howe, is a registered financial advisor currently at HOWE FINANCIAL ADVISORY, LLC located in Seattle, Washington. Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Patricia has worked at 11 firms and has passed the Series 66, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patricia Ann Emerson, Patricia Ann Howe, Patricia Emerson Howe Ms., Patricia Emerson Howe, Trish Howe
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
HOWE FINANCIAL ADVISORY, LLC | HOWE, PATRICIA EMERSON
Contact Information
Main Address
Seattle, WAMailing Address
5825 Oberlin Ave Ne, Seattle, WA 98105Phone Number
(206) 755-4489# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
3AUM (Assets Under Management)
$3,220,629Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/8/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Patricia E Howe's CRS (Customer Relationship Summary).
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