Kathy L. Spillson
Professional summary
Kathy Lynn Spillson, who also goes by Kathy Lynn Beck, Kathy Beck, Kathy Kelley, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Fort Wayne, Indiana.
Kathy is registered as a RR (Registered Representative) and started their career in finance in 1997. Kathy has worked at 3 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathy Lynn Spillson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2007 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 1301 S. Harrison, Fort Wayne, IN 46802November 15, 2001 - October 1, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 15, 2001 - October 1, 2007
OSAIC FA, INC.
October 10, 1997 - April 5, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 10, 1997 - April 5, 2001
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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