Robert C. Gleave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Clark Gleave was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1988 - July 27, 1989
KOBER FINANCIAL CORP.
January 28, 1987 - October 10, 1988
WILLIAM BARTON FINANCIAL, INC.
January 7, 1985 - January 15, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
June 12, 1984 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
March 29, 1984 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
July 21, 1983 - March 5, 1984
R. A. JOHNSON AND COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KOBER FINANCIAL CORP.
CRD#: 17551 / SEC#: , 8-35274
Contact information
Documents
Red Flags
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