Lawrence M. Flannery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Michael Flannery, who also goes by Larry Flannery, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1983. Lawrence had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2011 - December 31, 2018
LMF AMALGAMATED PLANNING, LLC
October 7, 2008 - March 2, 2011
SECURIAN FINANCIAL SERVICES, INC.
October 1, 2008 - March 2, 2011
SECURIAN FINANCIAL SERVICES, INC.
February 23, 2007 - April 2, 2008
ZACKS INVESTMENT MANAGEMENT, INC.
May 16, 2006 - November 20, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 12, 2005 - November 20, 2006
TD AMERITRADE, INC.
May 12, 2005 - November 20, 2006
TD AMERITRADE, INC.
May 23, 2002 - March 2, 2005
CHARLES SCHWAB & CO., INC.
May 28, 1992 - March 2, 2005
CHARLES SCHWAB & CO., INC.
January 22, 1985 - June 22, 1990
FIRST UNION CAPITAL MARKETS CORP.
September 21, 1983 - January 9, 1985
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/26/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LMF AMALGAMATED PLANNING, LLC
CRD#: 157362 / SEC#:
Contact information
Red Flags
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