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Steven Lee Dayan

CRD# 1162437·Registered 1983 - 2013
Previously Registered: Being a previously registered professional could mean that Steven is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Steven Lee Dayan was a registered financial advisor. Steven was a previously registered financial professional and started their career in finance 1983 - 2013. Steven had worked at 9 firms and has passed the Series 55 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

BRIGHT TRADING, LLC·CRD# 34702
BD
Henderson, NV
January 5, 2010 - March 8, 2013
CLEARVIEW TRADING ADVISORS, INC.·CRD# 142873
BD
Tenafly, NJ
June 23, 2009 - January 5, 2010
BRIGHT TRADING, LLC·CRD# 34702
BD
Henderson, NV
April 1, 2008 - June 8, 2009
HMC INVESTMENTS, LLC·CRD# 40581
BD
Birmingham, AL
April 1, 2004 - June 30, 2005
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
New York, NY
February 23, 2001 - April 23, 2002
TD SECURITIES (USA) LLC·CRD# 18476
BD
New York, NY
March 2, 1998 - June 13, 2000
COWEN EQUITY FINANCE LP·CRD# 10019
BD
New York, NY
September 11, 1996 - March 18, 1998
ANDCO SECURITIES INC.·CRD# 10746
BD
New York, NY
November 16, 1989 - August 19, 1996
NATIXIS SECURITIES AMERICAS LLC·CRD# 1101
BD
New York, NY
June 6, 1984 - August 8, 1989
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
July 20, 1983 - February 3, 1984

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Current Firm

BT
BRIGHT TRADING, LLC

BRIGHT TRADING, INC. | BRIGHT TRADING, LLC

CRD#: 34702 / SEC#: 8-44990
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10521 Jeffreys Street, Suite 121, Henderson, NV 89052

Mailing Address

6061 Topaz Street, Las Vegas, NV 89120

Phone Number

(702) 739-1393

Established

Nevada since 07/31/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHT INVESTMENTS, LLCMANAGING MEMBER—
ARLINSKY, KOSTATRADER5510518
ARLINSKY, STEVETRADER5510563
JONES, KEN ANDOTRADER5512985
SORGIC, SINISATRADER5513001
ANDERSON, DIANA ELIZABETHCOMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER4894089
BRIGHT, ROBERT ALVINCEO, CFO1148394
CHAN, STEPHEN KEI ONTRADER5571223
FRIESEN, ROBIN DALEPRESIDENT/CHIEF OPERATING OFFICER5518030
ROSS, CHRISTINE ANGELCFO, FINOP5512412
SHILLETTO, ANDREW E MR.TRADER4793136
WALENTINY, CARLO ANNE JOSEPHTRADER5518113

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Jul 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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