Theodore S. Soltau
Professional summary
Theodore Scott Soltau, who also goes by Scott Soltau, Theodore S Soltau, is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Memphis, Tennessee.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1983. Theodore has worked at 13 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Scott Soltau's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2025 - Present
COHEN & COMPANY SECURITIES, LLC
Office #1: 6075 Poplar Avenue Suite 730, Memphis, TN 38119March 21, 2023 - September 5, 2025
MEMPHIS CAPITAL
December 20, 2013 - March 16, 2023
FINTRUST BROKERAGE SERVICES, LLC
June 13, 2012 - December 20, 2013
BROWN ASSOCIATES, INC.
November 13, 2006 - March 22, 2012
MORGAN KEEGAN & COMPANY, LLC
November 13, 2006 - March 22, 2012
MORGAN KEEGAN & COMPANY, LLC
May 12, 2006 - December 11, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
February 9, 2004 - January 24, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
February 14, 2000 - December 11, 2006
AMSOUTH INVESTMENT SERVICES, INC.
July 7, 1998 - February 14, 2000
INVEST FINANCIAL CORPORATION
January 2, 1998 - July 17, 1998
TRUIST SECURITIES, INC.
October 24, 1994 - January 2, 1998
SUNTRUST CAPITAL MARKETS, INC.
March 3, 1988 - October 24, 1994
TRUIST INVESTMENT SERVICES, INC.
May 21, 1987 - February 22, 1988
THIRD NATIONAL BROKERAGE SERVICES, INC.
August 31, 1983 - February 27, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2025)
(9/29/2025)
(9/28/2025)
(9/15/2025)
(9/17/2025)
(9/12/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758Memphis, TN 38119TRUST BUT VERIFY
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