Doreen T. Sciulla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Doreen T Sciulla, who also goes by Doreen T Russo, Doreen Tricia Russo, Doreen Tricia Sciulla, was a registered financial professional .
Doreen is a previously registered financial professional and started their career in finance in 1983. Doreen had worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2022 - June 25, 2024
RAYMOND JAMES & ASSOCIATES, INC.
October 19, 2022 - June 25, 2024
RAYMOND JAMES & ASSOCIATES, INC.
May 31, 2019 - October 21, 2022
OPPENHEIMER & CO. INC.
May 31, 2019 - October 21, 2022
OPPENHEIMER & CO. INC.
February 15, 2019 - March 4, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 14, 2019 - March 4, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 23, 2015 - April 7, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
June 16, 2015 - April 7, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
January 14, 2013 - October 17, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 28, 2012 - October 17, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2000 - June 13, 2000
CITIGROUP GLOBAL MARKETS INC.
May 28, 1997 - March 19, 1998
CAMDEN FINANCIAL SERVICES
March 25, 1994 - May 25, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1993 - January 12, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 1991 - May 20, 1991
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
April 12, 1990 - October 12, 1990
A. G. EDWARDS & SONS, INC.
October 16, 1984 - November 8, 1988
MUNICICORP OF CALIFORNIA
December 12, 1983 - May 17, 1984
CITIGROUP GLOBAL MARKETS INC.
December 12, 1983 - November 2, 1984
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
CRD#: 705 / SEC#: 801-10418, 8-10999
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| AULETTA, SUZANNE ELIZABETH | DIRECTOR | 1418817 |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CAMPAGNOLI, VINCENT JOHN | CHIEF INFORMATION OFFICER | 1421076 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
