Janice K. Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Kulak Olson, who also goes by Janice Michaela Kulak, Janice Kulak, Janice Michaela Olson, Janice Kulak Stracke, Janice Michaela Stracke, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1983. Janice had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2006 - October 26, 2012
RESOURCE SECURITIES LLC
February 2, 2006 - November 3, 2006
ANTHEM SECURITIES, INC.
February 12, 2004 - January 26, 2006
ATEL SECURITIES CORPORATION
January 28, 1999 - February 9, 2004
EQUITY SERVICES, INC.
September 13, 1996 - January 13, 1999
SENTINEL FINANCIAL SERVICES COMPANY
January 18, 1993 - February 29, 1996
ADVEST, INC.
April 23, 1992 - November 30, 1992
GLEACHER & COMPANY SECURITIES, INC.
March 7, 1988 - July 16, 1990
GLEACHER & COMPANY SECURITIES, INC.
September 26, 1986 - March 9, 1988
MOSELEY SECURITIES CORPORATION
October 15, 1984 - August 25, 1986
MOSELEY SECURITIES CORPORATION
July 20, 1983 - October 1, 1984
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOURCE SECURITIES LLC
CRD#: 133022 / SEC#: , 8-66669
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAI VENTURES LLC | SOLE SHAREHOLDER | |
| BLOCK, LAWRENCE STEVEN | PRESIDENT, CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 3006613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
