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TD

Todd Stewart Douglas

CRD# 1162284·Registered 1983 - 2025
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Stewart Douglas was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1983 - 2025. Todd had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 15 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TEXAS HIGH FREQUENCY·CRD# 310120
RIA
Amarillo, TX
February 10, 2023 - December 31, 2025
TEXAS HIGH FREQUENCY·CRD# 310120
RIA
Austin, TX
April 1, 2021 - December 31, 2022
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
Boston, MA
December 21, 2010 - January 30, 2012
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
Boston, MA
October 2, 2008 - December 15, 2010
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
August 10, 2007 - October 1, 2008
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Boston, MA
January 18, 2005 - December 19, 2006
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
December 15, 1998 - November 22, 2004
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
April 23, 1994 - May 1, 1995
SANFORD C. BERNSTEIN & CO., INC.·CRD# 1232
BD
New York, NY
November 24, 1993 - March 4, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
July 31, 1984 - April 15, 1985
LEHMAN BROTHERS INC.·CRD# 7506
BD
July 20, 1983 - July 18, 1984

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Current Firm

TH
TEXAS HIGH FREQUENCY

TEXAS HIGH FREQUENCY | TEXAS HIGH FREQUENCY LLC

CRD#: 310120 / SEC#: 801-119292

Contact Information

Main Address

5744 Canyon Drive, Amarillo, TX 79114

Phone Number

(617) 939-6295

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

2

AUM (Assets Under Management)

$1,087

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1984

Series 3 — National Commodity Futures Examination

Passed May 1984About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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