Todd S. Douglas

TEXAS HIGH FREQUENCY

Amarillo, TX 79114

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CRD#: 1162284

Professional summary

Todd Stewart Douglas is a registered financial advisor currently at TEXAS HIGH FREQUENCY located in Amarillo, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Todd has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 15 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Stewart Douglas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2023 - Present

TEXAS HIGH FREQUENCY

Office #1: 5744 Canyon Drive, Amarillo, TX 79114

RIA

CRD#: 310120

Amarillo, TX

Past

April 1, 2021 - December 31, 2022

TEXAS HIGH FREQUENCY

RIA

CRD#: 310120

Austin, TX

Past

December 21, 2010 - January 30, 2012

MIZUHO SECURITIES USA LLC

CRD#: 19647

BOSTON, MA

Past

October 2, 2008 - December 15, 2010

SOLEIL SECURITIES CORPORATION

CRD#: 124737

BOSTON, MA

Past

August 10, 2007 - October 1, 2008

CREDIT AGRICOLE SECURITIES (USA) INC.

CRD#: 190

NEW YORK, NY

Past

January 18, 2005 - December 19, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

BOSTON, MA

Past

December 15, 1998 - November 22, 2004

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

April 23, 1994 - May 1, 1995

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

November 24, 1993 - March 4, 1994

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

July 31, 1984 - April 15, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

July 20, 1983 - July 18, 1984

LEHMAN BROTHERS INC.

CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 12/18/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 5/21/1984

National Commodity Futures Examination

Current Firm

TEXAS HIGH FREQUENCY

TEXAS HIGH FREQUENCY | TEXAS HIGH FREQUENCY LLC

CRD#: 310120 / SEC#: 801-119292

Texas

Registered Investment Advisory firm - (2/10/2023 Approved)

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Contact information

Main Address

5744 Canyon Drive, Amarillo, TX 79114

Mailing Address

Phone number

(617) 939-6295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 1,087

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd S. Douglas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Stewart Douglas's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEXAS HIGH FREQUENCY

MIZUHO SECURITIES USA LLC

SOLEIL SECURITIES CORPORATION

CREDIT AGRICOLE SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

UBS SECURITIES LLC

TUCKER ANTHONY INCORPORATED

SANFORD C. BERNSTEIN & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2018

Series 63

Date: 7/27/1999

Series 7

Date: 11/23/1993

Series 15

Date: 12/18/1984

Series 3

Date: 5/21/1984

Current Firm

TEXAS HIGH FREQUENCY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEXAS HIGH FREQUENCY

TRUST BUT VERIFY

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