Ida P. Schwarz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ida Pearl Schwarz, who also goes by Ida Pearl Robinson, was a registered financial professional .
Ida is a previously registered financial professional and started their career in finance in 1983. Ida had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1995 - January 21, 1997
GRADY AND HATCH & COMPANY, INC.
February 22, 1993 - September 14, 1993
LCP CAPITAL CORP.
March 31, 1992 - March 9, 1993
GRADY AND HATCH & COMPANY, INC.
August 24, 1989 - December 20, 1990
STUART, COLEMAN & CO., INC.
March 14, 1989 - April 25, 1990
ALLEGIANCE SECURITIES, INC.
November 3, 1988 - March 2, 1993
JOSEPH MATTHEWS & COMPANY, INCORPORATED
September 21, 1987 - November 1, 1988
J. T. MORAN & CO., INC.
June 13, 1984 - September 25, 1987
VANDERBILT SECURITIES, INC.
August 23, 1983 - May 16, 1984
CITIWIDE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADY AND HATCH & COMPANY, INC.
CRD#: 14262 / SEC#: , 8-30204
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
