John E. Lawlor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Lawlor was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 6 firms and has passed the Series 63, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 1989 - August 22, 1990
F.M. STEVENS SECURITIES CORP.
August 18, 1989 - November 11, 1989
CHANNEL SECURITIES, INC.
March 6, 1989 - April 24, 1989
PRESCOTT STEINAM INC.
July 10, 1987 - July 7, 1992
A.J. MICHAELS & CO., LTD.
June 3, 1986 - July 2, 1992
FIRST EMPIRE SECURITIES, INC.
August 20, 1984 - February 13, 1986
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
July 20, 1983 - June 8, 1984
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
F.M. STEVENS SECURITIES CORP.
CRD#: 13204 / SEC#: , 8-28806
Contact information
Documents
Red Flags
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