Louis J. Pagillo
Professional summary
Louis J Pagillo was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Louis had worked at 2 firms, which includes BURNS FRY INC, SWINK & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1991 - September 9, 1991
BURNS FRY INC
July 29, 1983 - January 13, 1990
SWINK & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 3/7/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BURNS FRY INC
CRD#: 7146 / SEC#: , 8-16960
Contact information
Documents
Red Flags
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