John W. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wheeler Patterson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2022 - August 11, 2025
AVONDALE PARTNERS, LLC
August 13, 2021 - September 12, 2022
SKYWAY CAPITAL MARKETS, LLC
September 27, 2017 - August 3, 2021
ONE AMHERST PARTNERS, LLC
March 30, 2015 - October 10, 2016
B. RILEY SECURITIES, INC.
October 13, 2014 - March 17, 2015
HEADWATERS BD, LLC
January 27, 2005 - February 20, 2007
COADY DIEMAR PARTNERS, LLC
March 24, 2004 - February 11, 2005
RBC CAPITAL MARKETS CORPORATION
December 11, 2000 - February 14, 2003
DEUTSCHE BANK SECURITIES INC.
November 3, 2000 - December 22, 2000
CREDIT SUISSE SECURITIES (USA) LLC
January 7, 1992 - November 9, 2000
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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