RL
Randy M. Long
LONG FAMILY OFFICE
Wilmington, NC 28405
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CRD#: 1161624
RL
Professional summary
Randy Mark Long, CFP® is a registered financial advisor currently at LONG FAMILY OFFICE located in Wilmington, North Carolina.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Randy has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Estate Planning
Investment Planning
Business Succession Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Long Business Advisors, LLC is 5101 Dunlea Ct., Ste. 204C, Wilmington, NC. 28405. LBA is a consulting business wherein we do exit planning for business owners. I am the manager of LBA. Articles filed July 31, 2015. Devote approximately 80 hours a month to LBA business. 3-4 hours per day during trading hours. 2) L7, LLC address is 7937 Grenezay Road, Wilmington NC 28411. L7 is a holding company. I am the manager. Articles were filed on 10/10/03. I do not devote time to this company during business hours. 3) Sieben, LLC address is 7937 Grenezay Road, Wilmington NC 28411. Sieben is a holding company. I am the manager. Articles were filed on 6/23/09. I do not devote time to this company during business hours. 4) Electronic Lab Logs, Inc. The business is not investment related. It is a Software Company that documents maintenance and QC for labs. The address is: 803 S College Rd. Suite G. Wilmington, NC. 28403. I am a director. I spend a few hours a month on the business and most of it is after business hours. Business created on paper 2013, but 2017 before operations began.
CRS (Client Relationship Summary) - RIA
Click below to view Randy Mark Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
May 19, 1997 - Present
LONG FAMILY OFFICE
Office #1: 5101 Dunlea Court Suite 204c, Wilmington, NC 28405RIA
CRD#: 110990
Wilmington, NC
Past
February 28, 1986 - November 14, 1995
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
SANTA CLARA, CA
Past
October 7, 1983 - September 28, 1984
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/19/1997)
IAR
North Carolina(6/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
LF
LONG FAMILY OFFICE
DBA, LONG INVESTMENT ADVISORY, INC. | R.M. LONG INVESTMENT ADVISORY, INC. | LONG INVESTMENT ADVISORY | LONG FAMILY OFFICE, INC. | LONG FAMILY OFFICE
CRD#: 110990 / SEC#: 801-58265
RIA
Registered Investment Advisory firm - (7/16/2012 Terminated)California
Registered Investment Advisory firm - (6/1/2012 Approved)North Carolina
Registered Investment Advisory firm - (5/25/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5101 Dunlea Ct Ste 204-c, Wilmington, NC 28405
Mailing Address
1011 G Street, Reedley, CA 93654
Phone number
(910) 399-2784
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 172 |
| AUM (Assets Under Management) | $ 50,218,885 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
