Robert O. Judge

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CRD#: 1161592

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Oliver Judge, who also goes by Bob Judge, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Judge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2019 - January 11, 2022

EQUALIZE CAPITAL LLC

RIA

CRD#: 300640

New York, NY

Past

March 11, 2015 - June 3, 2019

504 FUND ADVISORS, LLC

RIA

CRD#: 169663

WILMINGTON, NC

Past

July 30, 2013 - March 5, 2015

PENNANT MANAGEMENT INC

RIA

CRD#: 106974

MILWAUKEE, WI

Past

June 27, 1996 - January 16, 2007

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

August 9, 1994 - January 10, 1996

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

August 20, 1993 - July 8, 1994

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 21, 1992 - June 30, 1993

YAMAICHI INTERNATIONAL (AMERICA) INC.

CRD#: 909

NEW YORK, NY

Past

August 16, 1989 - July 10, 1992

ADVEST, INC.

CRD#: 10

Past

September 30, 1988 - August 16, 1989

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

CRD#: 824

NEW YORK, NY

Past

June 24, 1986 - July 10, 1992

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

August 19, 1983 - December 15, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUALIZE CAPITAL LLC

BLUESTONE CAPITAL PARTNERS, LLC | EQUALIZE CAPITAL LLC

CRD#: 300640 / SEC#: 801-114787

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1986

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/28/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/1997

General Securities Principal Examination

Current Firm

EQUALIZE CAPITAL LLC

BLUESTONE CAPITAL PARTNERS, LLC | EQUALIZE CAPITAL LLC

CRD#: 300640 / SEC#: 801-114787

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

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Contact information

Main Address

Pmb 5333 151 Calle San Francisco Suite 200, San Juan, PR, 00901-1607

Mailing Address

Phone number

(443) 802-6135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 49,412,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert O. Judge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

504 FUND ADVISORS, LLC

PENNANT MANAGEMENT INC

NATCITY INVESTMENTS, INC.

ABN AMRO SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

YAMAICHI INTERNATIONAL (AMERICA) INC.

ADVEST, INC.

NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.

ADVEST, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EQUALIZE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2013

Series 63

Date: 11/25/2005

Series 7

Date: 6/21/1986

Series 6

Date: 8/15/1983

Series 53

Date: 2/28/2003

Series 24

Date: 2/7/1997

Current Firm

EQUALIZE CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUALIZE CAPITAL LLC

TRUST BUT VERIFY

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