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Louis Robert Cecere

CRD# 1161505·Registered 1983 - 1987
Previously Registered: Being a previously registered professional could mean that Louis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Louis Robert Cecere was a registered financial advisor. Louis was a previously registered financial professional and started their career in finance 1983 - 1987. Louis had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

COLUMBUS CAPITAL CORP.·CRD# 6076
BD
July 23, 1985 - July 23, 1987
MERIDIAN SECURITIES, INC.·CRD# 14823
BD
March 25, 1985 - July 9, 1985
DOMESTIC ARBITRAGE GROUP, INC.·CRD# 8144
BD
February 27, 1984 - March 13, 1985
MONVEST SECURITIES, INC.·CRD# 14013
BD
January 30, 1984 - February 15, 1984
SOUTHEAST SECURITIES OF FLORIDA, INC.·CRD# 5359
BD
January 13, 1984 - February 1, 1984
AMERICAN VENTURE SECURITIES, INC.·CRD# 3256
BD
December 28, 1983 - February 13, 1984

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Current Firm

CC
COLUMBUS CAPITAL CORP.

COLUMBUS CAPITAL CORP. | MGF SECURITIES CORPORATION

CRD#: 6076 / SEC#: 8-16003
BD
Cancelled by FINRA on 07/23/1987

Contact Information

Established

Texas since 07/16/1970

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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