Sherry L. Reams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherry Lee Reams, who also goes by Sherry Lee Crites, Sherry Lee Nee, Sherry Lee Reams Ms, was a registered financial professional .
Sherry is a previously registered financial professional and started their career in finance in 1983. Sherry had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - December 15, 2014
CETERA INVESTMENT ADVISERS LLC
September 22, 2010 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
September 21, 2010 - December 15, 2014
CETERA INVESTMENT SERVICES LLC
July 2, 2004 - September 22, 2010
CUNA BROKERAGE SERVICES, INC.
July 2, 2004 - September 22, 2010
CUNA BROKERAGE SERVICES, INC.
July 17, 2003 - June 2, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
July 17, 2003 - June 2, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
April 25, 2001 - August 12, 2002
INVEST FINANCIAL CORPORATION
April 15, 1999 - September 10, 1999
FSC SECURITIES CORPORATION
October 25, 1995 - August 12, 2002
INVEST FINANCIAL CORPORATION
April 5, 1991 - October 13, 1995
MARKETING ONE SECURITIES, INC.
August 7, 1989 - March 27, 1990
INVEST FINANCIAL CORPORATION
May 25, 1988 - October 17, 1989
UR FINANCIAL, INC.
March 25, 1986 - September 11, 1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
March 19, 1985 - April 7, 1986
UR FINANCIAL, INC.
August 5, 1983 - September 18, 1984
EQUITEC SECURITIES COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
