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RZ

Robert Lyall Zrike Jr

CRD# 1161447·Registered 1988 - 2014
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Lyall Zrike JR was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1988 - 2014. Robert had worked at 7 firms and has passed the Series 63, Series 79, Series 3, Series 7, Series 23, Series 9 and Series 10 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GSA CAPITAL ASSOCIATES, LLC·CRD# 151531
BD
New York, NY
October 1, 2010 - January 2, 2014
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - July 28, 2009
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
March 22, 2007 - October 1, 2008
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
August 24, 2004 - September 6, 2005
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
April 8, 2002 - August 15, 2002
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
October 12, 2000 - January 23, 2001
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
October 19, 1988 - September 6, 2000

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Current Firm

GC
GSA CAPITAL ASSOCIATES, LLC

GSA CAPITAL ASSOCIATES, LLC

CRD#: 151531 / SEC#: 8-68377
BD
Terminated by SEC on 11/04/2024

Contact Information

Established

New York since 07/07/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL STRATEGIC ASSOCIATES, LLC100% OWNER—
AHLFELD, JAMES BFINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER4955796
CALLAHAN, MICHAEL LEONARDPRESIDENT/CCO2533887

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Apr 2011About the Series 79 exam

Series 3 — National Commodity Futures Examination

Passed Dec 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1988About the Series 7 exam

Series 23 — General Securities Principal Sales Supervisor

Passed Nov 2010About the Series 23 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2008About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2008About the Series 10 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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