Jay Vleeschhouwer

GRIFFIN SECURITIES

NEW YORK, NY 10004

Some features on this profile are disabled

CRD#: 1161427

Professional summary

Jay Vleeschhouwer, who also goes by Jay Vleeschhouwe, Jacob Vleeschhouwer, is a registered financial professional currently at GRIFFIN SECURITIES, INC. located in New York, New York.

Jay is registered as a RR (Registered Representative) and started their career in finance in 1984. Jay has worked at 11 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Vleeschhouwe | Jacob Vleeschhouwer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Vleeschhouwer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2011 - Present

GRIFFIN SECURITIES, INC.

Office #1: 17 State Street, New York, NY 10004Office #2: 17 State Street, New York, NY 10004

CRD#: 43229

NEW YORK, NY

Past

November 9, 2009 - May 18, 2010

TICONDEROGA SECURITIES LLC

CRD#: 7671

NEW YORK, NY

Past

March 2, 1998 - April 14, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 15, 1994 - November 20, 1997

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

December 23, 1993 - October 24, 1994

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

April 19, 1993 - September 21, 1993

REICH & CO., INC.

CRD#: 19611

Past

November 30, 1992 - June 1, 1993

MARTIN SIMPSON & COMPANY, INC.

CRD#: 6486

NEW YORK, NY

Past

February 3, 1992 - November 19, 1992

REICH & CO., INC.

CRD#: 19611

Past

January 17, 1989 - October 17, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 17, 1987 - March 15, 1988

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

CRD#: 14152

Past

September 25, 1986 - February 27, 1987

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

April 18, 1984 - August 11, 1986

CANTOR FITZGERALD & CO.

CRD#: 134

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/25/2011)

Exams

State Security Law Exam

Series 63

Date: 5/4/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 7/14/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 7/14/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 4/14/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRIFFIN SECURITIES, INC.

GRIFFIN ADVISERS | GRIFFIN SECURITIES, INC.

CRD#: 43229 / SEC#: , 8-50186

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17 State Street, New York, NY 10004

Mailing Address

17 State Street, New York, NY 10004

Phone number

(212) 509-9500

Established

New York since 04/01/1997

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STECYK, ADRIAN ZENON	PRESIDENT	2883667
STECYK, CHRYSTYNA MARIA	VICE PRESIDENT	2883670
LANCIAN, JULIA RACHEL	FINOP, CHIEF COMPLIANCE OFFICER	4116564
STERLING SECURITIES INTERNATIONAL LTD.	SHAREHOLDER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jay Vleeschhouwer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Vleeschhouwer's CRS (Customer Relationship Summary).

Certified licenses

Experience

TICONDEROGA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JOSEPHTHAL & CO., INC.

CANACCORD GENUITY SECURITIES LLC

REICH & CO., INC.

MARTIN SIMPSON & COMPANY, INC.

REICH & CO., INC.

J.P. MORGAN SECURITIES LLC

L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CANTOR FITZGERALD & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/1992

SIE

Date: 10/1/2018

Series 86

Date: 7/14/2004

Series 87

Date: 7/14/2004

Series 7

Date: 4/14/1984

FINRA

Current Firm

GRIFFIN SECURITIES, INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GRIFFIN SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors