Michael C. Stalker

MCS FAMILY WEALTH ADVISORS

Bend, OR 97703

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CRD#: 1161401

Professional summary

Michael Charles Stalker is a registered financial advisor currently at MCS FAMILY WEALTH ADVISORS located in Bend, Oregon.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 5 firms and has passed the Series 63, Series 16, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Stalker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 1997 - Present

MCS FAMILY WEALTH ADVISORS

Office #1: 750 Nw Charbonneau, Ste 201, Bend, OR 97703

RIA

CRD#: 106327

Bend, OR

Past

November 7, 1989 - July 23, 1991

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

Past

September 30, 1989 - September 30, 1989

ADVEST, INC.

CRD#: 10

Past

September 29, 1989 - November 7, 1989

VALUE EQUITIES CORPORATION

CRD#: 13316

Past

July 20, 1983 - September 30, 1989

NEWHARD, COOK & CO. INCORPORATED

CRD#: 619

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCS FAMILY WEALTH ADVISORS

MCS FAMILY WEALTH ADVISORS | STALKER MICHAEL CHARLES | MCS FINANCIAL ADVISORS LLC | MCS FINANCIAL ADVISORS

CRD#: 106327 / SEC#: 801-36692

RIA

Registered Investment Advisory firm - (5/31/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(6/14/1999)

IAR

Texas
(4/7/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 11/19/1988

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 7/16/1990

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/1990

General Securities Principal Examination

Current Firm

MCS FAMILY WEALTH ADVISORS

MCS FAMILY WEALTH ADVISORS | STALKER MICHAEL CHARLES | MCS FINANCIAL ADVISORS LLC | MCS FINANCIAL ADVISORS

CRD#: 106327 / SEC#: 801-36692

RIA

Registered Investment Advisory firm - (5/31/1990 Approved)

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Contact information

Main Address

Bend, OR

Mailing Address

750 Nw Charbonneau St. Suite 201, Bend, OR 97703-7047

Phone number

(541) 345-7023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250312 MCS FORM ADV PART 1 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	216
AUM (Assets Under Management)	$ 156,754,850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Michael C. Stalker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Stalker's CRS (Customer Relationship Summary).

Certified licenses

Experience

TITAN/VALUE EQUITIES GROUP, INC.

ADVEST, INC.

VALUE EQUITIES CORPORATION

NEWHARD, COOK & CO. INCORPORATED

Primary Firm SEC Registration

MCS FAMILY WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1988

Series 16

Date: 11/19/1988

Series 7

Date: 7/16/1983

Series 53

Date: 7/16/1990

Series 24

Date: 4/24/1990

Current Firm

MCS FAMILY WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCS FAMILY WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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